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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Int J Public Health</journal-id>
<journal-title>International Journal of Public Health</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Int J Public Health</abbrev-journal-title>
<issn pub-type="epub">1661-8564</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">1604633</article-id>
<article-id pub-id-type="doi">10.3389/ijph.2022.1604633</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Public Health Archive</subject>
<subj-group>
<subject>Hints and Kinks</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Timely Monitoring COVID-19 Vaccine Protection, Berlin, Germany, April 15th to December 15th, 2021</article-title>
<alt-title alt-title-type="left-running-head">Bitzegeio et&#x20;al.</alt-title>
<alt-title alt-title-type="right-running-head">Surveillance of COVID-19 Vaccination Protection</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Bitzegeio</surname>
<given-names>Julia</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="fn" rid="fn1">
<sup>&#x2020;</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1699408/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Hemmers</surname>
<given-names>Lukas</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<xref ref-type="aff" rid="aff4">
<sup>4</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<xref ref-type="fn" rid="fn1">
<sup>&#x2020;</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1571500/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Bartel</surname>
<given-names>Alexander</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff5">
<sup>5</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/744705/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Werber</surname>
<given-names>Dirk</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1599630/overview"/>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>State Office for Health and Social Affairs</institution>, <addr-line>Berlin</addr-line>, <country>Germany</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Department of Infectious Disease Epidemiology</institution>, <institution>Robert Koch Institute</institution>, <addr-line>Berlin</addr-line>, <country>Germany</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>Postgraduate Training for Applied Epidemiology (PAE)</institution>, <institution>Robert Koch Institute</institution>, <addr-line>Berlin</addr-line>, <country>Germany</country>
</aff>
<aff id="aff4">
<sup>4</sup>
<institution>European Programme for Intervention Epidemiology Training (EPIET)</institution>, <institution>European Centre for Disease Prevention and Control (ECDC)</institution>, <addr-line>Stockholm</addr-line>, <country>Sweden</country>
</aff>
<aff id="aff5">
<sup>5</sup>
<institution>Institute for Veterinary Epidemiology and Biostatistics</institution>, <institution>Freie Universit&#xe4;t Berlin</institution>, <addr-line>Berlin</addr-line>, <country>Germany</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/943079/overview">Nino Kuenzli</ext-link>, Swiss Tropical and Public Health Institute (Swiss TPH), Switzerland</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Lukas Hemmers, <email>lukas.hemmers@lageso.berlin.de</email>
</corresp>
<fn fn-type="equal" id="fn1">
<label>
<sup>&#x2020;</sup>
</label>
<p>These authors have contributed equally to this work and share first authorship</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>21</day>
<month>03</month>
<year>2022</year>
</pub-date>
<pub-date pub-type="collection">
<year>2022</year>
</pub-date>
<volume>67</volume>
<elocation-id>1604633</elocation-id>
<history>
<date date-type="received">
<day>25</day>
<month>11</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>17</day>
<month>02</month>
<year>2022</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2022 Bitzegeio, Hemmers, Bartel and Werber.</copyright-statement>
<copyright-year>2022</copyright-year>
<copyright-holder>Bitzegeio, Hemmers, Bartel and Werber</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these&#x20;terms.</p>
</license>
</permissions>
<kwd-group>
<kwd>surveillance</kwd>
<kwd>COVID-19</kwd>
<kwd>vaccines</kwd>
<kwd>vaccine effectiveness</kwd>
<kwd>waning immunity</kwd>
<kwd>SARS-CoV-2 variants</kwd>
<kwd>booster vaccination</kwd>
<kwd>vaccine protection</kwd>
</kwd-group>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Introduction</title>
<p>Vaccination is the safest means of protection against coronavirus disease (COVID-19). The level of protection for a population depends on the achieved coverage and the effectiveness of the vaccines. Vaccine effectiveness (VE) against COVID-19 is not constant over time due to the emergence of new SARS-CoV-2 variants [<xref ref-type="bibr" rid="B1">1</xref>] and waning of vaccine-derived immunity [<xref ref-type="bibr" rid="B2">2</xref>, <xref ref-type="bibr" rid="B3">3</xref>]. Therefore, it is crucial not only to estimate the effectiveness of vaccines against COVID-19, but also to timely monitor changes in their protective effect in the population. We describe a simple approach using surveillance data, based on the screening method, to timely monitor the actual protection of all vaccines applied in the population.</p>
</sec>
<sec id="s2">
<title>Data Sources and Definitions</title>
<p>We analyzed data on mandatory notifications of laboratory-confirmed COVID-19 infections in Berlin from April until December 2021 [<xref ref-type="bibr" rid="B4">4</xref>]. Laboratory confirmation required detection of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) nucleic acid by&#x20;PCR.</p>
<p>We restricted our analysis to symptomatic cases to reduce possible bias through underdiagnosis of asymptomatic vaccinated cases and to exclude cases that have not yet been investigated by the local public health authority (LPHA). A symptomatic case was defined as a notified person with laboratory-confirmed COVID-19 infection for whom the LPHA has entered at least one symptom compatible with COVID-19 [<xref ref-type="bibr" rid="B5">5</xref>], or an onset of disease in the notification software.</p>
<p>A vaccine breakthrough infection (henceforth: a fully vaccinated case) was defined as laboratory-confirmed COVID-19 infection in a person with onset of disease &#x2265;14&#xa0;days after completion of a full vaccination cycle with any of the vaccines approved in Germany (see <xref ref-type="sec" rid="s7">Supplementary Material</xref>). If the date of onset was missing, we used the date of laboratory confirmation or, if also missing, the notification&#x20;date.</p>
<p>Booster breakthrough infections were defined as infections in fully vaccinated cases with an additional third dose of Comirnaty or Spikevax.</p>
<p>As of 15 December, 23,079 breakthrough infections have been detected, of which 236 have been detected in persons who had received a booster vaccination. In total, 19,467 had a symptomatic infection, 292 were admitted to hospital, and 87 died (<xref ref-type="table" rid="T1">Table&#x20;1</xref>).</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Overview of vaccinations and breakthrough infections in Berlin from January to December 2021 by vaccine as of 15 December&#x20;2021. (Berlin, Germany, 2021).</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Vaccine</th>
<th align="center">Fully vaccinated population</th>
<th align="center">Breakthrough infections</th>
<th align="center">Median age (IQR)</th>
<th align="center">Symptomatic</th>
<th align="center">Median age sympt. (IQR)</th>
<th align="center">Hospitalized</th>
<th align="center">Dead</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">Comirnaty</td>
<td align="char" char=".">1963346</td>
<td align="char" char=".">15710</td>
<td align="center">41 (32&#x2013;55)</td>
<td align="char" char=".">13260</td>
<td align="center">41 (32&#x2013;54)</td>
<td align="char" char=".">230</td>
<td align="char" char=".">64</td>
</tr>
<tr>
<td align="left">Vaxzevria/Comirnaty</td>
<td align="center">&#x2014;</td>
<td align="char" char=".">1752</td>
<td align="center">37 (30&#x2013;49)</td>
<td align="char" char=".">1485</td>
<td align="center">37 (30&#x2013;49)</td>
<td align="char" char=".">2</td>
<td align="char" char=".">1</td>
</tr>
<tr>
<td align="left">Spikevax</td>
<td align="char" char=".">338710</td>
<td align="char" char=".">1636</td>
<td align="center">38 (31&#x2013;49)</td>
<td align="char" char=".">1335</td>
<td align="center">38 (31&#x2013;48)</td>
<td align="char" char=".">12</td>
<td align="char" char=".">5</td>
</tr>
<tr>
<td align="left">Vaxzevria/Spikevax</td>
<td align="center">&#x2014;</td>
<td align="char" char=".">403</td>
<td align="center">41 (32&#x2013;52)</td>
<td align="char" char=".">346</td>
<td align="center">40 (32&#x2013;51)</td>
<td align="char" char=".">1</td>
<td align="char" char=".">0</td>
</tr>
<tr>
<td align="left">Vaxzevria</td>
<td align="char" char=".">124551</td>
<td align="char" char=".">1406</td>
<td align="center">52 (35&#x2013;63)</td>
<td align="char" char=".">1189</td>
<td align="center">52 (35&#x2013;62)</td>
<td align="char" char=".">13</td>
<td align="char" char=".">4</td>
</tr>
<tr>
<td align="left">Janssen vaccine</td>
<td align="char" char=".">121462</td>
<td align="char" char=".">1936</td>
<td align="center">35 (28&#x2013;42)</td>
<td align="char" char=".">1726</td>
<td align="center">35 (28&#x2013;44)</td>
<td align="char" char=".">22</td>
<td align="char" char=".">3</td>
</tr>
<tr>
<td align="left">Comirnaty booster</td>
<td align="char" char=".">539916<sup>&#x2a;</sup>
</td>
<td align="char" char=".">231</td>
<td align="char" char="(">76 (54&#x2013;83)</td>
<td align="char" char=".">125</td>
<td align="center">71 (46&#x2013;83)</td>
<td align="char" char=".">12</td>
<td align="char" char=".">10</td>
</tr>
<tr>
<td align="left">Spikevax booster</td>
<td align="char" char=".">103196<sup>&#x2a;</sup>
</td>
<td align="char" char=".">5</td>
<td align="char" char="(">76 (30&#x2013;82)</td>
<td align="char" char=".">1</td>
<td align="center">30</td>
<td align="char" char=".">0</td>
<td align="char" char=".">0</td>
</tr>
<tr>
<td align="left">Total</td>
<td align="char" char=".">2548069</td>
<td align="char" char=".">23079</td>
<td align="center">41 (31&#x2013;55)</td>
<td align="char" char=".">19467</td>
<td align="center">40 (31&#x2013;53)</td>
<td align="char" char=".">292</td>
<td align="char" char=".">87</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>The median ages of cases and symptomatic cases are provided with inter quartile range limits (IQR) to describe their age distribution. <bold>&#x2a;</bold>Not included in total.</p>
</fn>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="s3">
<title>Calculation of 14-Day Notification Rates and Relative Risks According to Vaccination Status and Vaccine Protection</title>
<p>We calculated 14-day notification rates by dividing for each day all symptomatic cases of the last 14&#xa0;days by the respective population of Berlin, thus creating a 14-day rolling time series of notification rates (<xref ref-type="fig" rid="F1">Figure&#x20;1A</xref>). As population for the fully vaccinated cases (<italic>n</italic>
<sub>
<italic>fullvac</italic>
</sub>), we used those who received their second (in case of Janssen, first) vaccination 21&#xa0;days prior to the notification date [<xref ref-type="bibr" rid="B6">6</xref>], as this represented the number of fully vaccinated people at the midpoint of the 14-day rolling window. The population (pop) for the cases with a booster vaccination (n<sub>booster</sub>) was defined as those who received their third vaccination 21&#xa0;days prior to the notification date. For the 14-day notification rate of unvaccinated cases (n<sub>
<italic>unvac</italic>
</sub>), we excluded everyone with at least one dose of a vaccine (<italic>n</italic>
<sub>
<italic>vac</italic>
</sub>) and additionally those who recovered in the past 6&#x20;months (<italic>n</italic>
<sub>
<italic>inf6mo</italic>
</sub>) from the population of Berlin [<xref ref-type="bibr" rid="B7">7</xref>].<disp-formula id="equ1">
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</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>7-day notification rates according to vaccination status, relative risks, and vaccine effectiveness in Berlin from April to December 2021 as of 15 December 2021. <bold>(A)</bold> 7-day notification rates of symptomatic COVID-19 cases over time for the whole population (grey line) or differentiated between the fully vaccinated (dark blue line), fully vaccinated excluding cases with booster vaccinations (light blue line), cases with booster vaccinations (green line), and the unvaccinated population (red line). Vaccination rates of the population in the same time frame are depicted on the top. <bold>(B)</bold> Relative risk (RR) for unvaccinated cases compared to fully vaccinated cases which can be transformed to vaccine protection of overall vaccination (VP; secondary axis) over time (blue line). Likewise, the green line represents the comparison between unvaccinated cases and cases who received a booster vaccination, and the light blue line represents the comparison between unvaccinated cases and fully vaccinated cases, which did not receive a booster vaccination. Distribution of main virus variants over time is depicted on the top. The black line and grey shaded area represent the VE point estimate and the 95% confidence interval calculated for symptomatic infection with the Delta variant in the meta-analysis by Harder et&#x20;al. [<xref ref-type="bibr" rid="B8">8</xref>]. All of the included studies were performed in a phase where the variant of concern Delta was emerging, thus the time period was marked where Delta was emerging in Germany (Berlin, Germany, 2021).</p>
</caption>
<graphic xlink:href="ijph-67-1604633-g001.tif"/>
</fig>
<p>To express differences in notification rates according to vaccination status, we divided the 14-day notification rate of unvaccinated cases by the 14-day notification rate of 1) fully vaccinated cases (including those with booster vaccinations), 2) fully vaccinated cases but without booster vaccinations, and 3) all cases that received a booster vaccination, i.e., we computed for each day <italic>t</italic> relative risks <italic>RR</italic>(<italic>t</italic>) for the unvaccinated (formula for case 1, additional formulas can be found in the supplement).<disp-formula id="equ2">
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</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
</disp-formula>
</p>
<p>To estimate the protective effect (henceforth: vaccine protection (VP)) against symptomatic infection (<xref ref-type="fig" rid="F1">Figure&#x20;1B</xref>), we used: <inline-formula id="inf1">
<mml:math id="m3">
<mml:mrow>
<mml:mtext>&#xa0;</mml:mtext>
<mml:mi>V</mml:mi>
<mml:mi>P</mml:mi>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mi>t</mml:mi>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mo>&#x3d;</mml:mo>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mn>1</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mo>&#xa0;</mml:mo>
<mml:mfrac>
<mml:mn>1</mml:mn>
<mml:mrow>
<mml:mi>R</mml:mi>
<mml:mi>R</mml:mi>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mi>t</mml:mi>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mo>&#xd7;</mml:mo>
<mml:mn>100</mml:mn>
</mml:mrow>
</mml:math>
</inline-formula>, analogous to the computation of vaccine effectiveness. Because our estimate reflects an actual snapshot of the combined effectiveness of all vaccines applied in the population, unadjusted for potential confounders (e.g., age), we coined it VP to distinguish it from VE (which usually applies for an adjusted estimate of a single vaccine). Its value lies primarily in observing changes over time, not in accurately estimating VE&#x20;once.</p>
<p>By doing so, we made the following observations: First, there is a substantial drop in VP in June, which coincides with the emergence of the SARS-CoV-2 variant of concern (VOC) Delta. The correponding VPs are in line with VE estimates during the emergence of Delta in other countries [<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B8">8</xref>, <xref ref-type="bibr" rid="B9">9</xref>]. Second, for both the time in which VOC Alpha dominated and for the first months in which VOC Delta dominated, there is a moderate increase in VP, which might result from the decreasing average age of the vaccinated population. Vaccines were given first to those with the highest risk of developing severe COVID-19 particularly the older population [<xref ref-type="bibr" rid="B10">10</xref>], this might have led initially to an underestimation of VP [<xref ref-type="bibr" rid="B11">11</xref>]. Third, since mid-August, the VP constantly decreased from around 84% in August to around 60% in November. This probably signals waning immunity [<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B12">12</xref>, <xref ref-type="bibr" rid="B13">13</xref>]. Time since vaccination is systematically longer for older age groups (<xref ref-type="fig" rid="F2">Figure&#x20;2</xref>), potentially increasing the effect of waning immunity visible in our data. Fourth, additional booster vaccinations markedly increased overall VP. When calculating VP only for those who received a booster vaccination, VP increased to around or even higher than the protective level initially observed when VOC Alpha was dominant.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Weekly vaccination rates in Berlin relative to the population in the respective age category from January to December 2021 as of 15 December 2021. Colors indicate the time since vaccination in days (Berlin, Germany, 2021).</p>
</caption>
<graphic xlink:href="ijph-67-1604633-g002.tif"/>
</fig>
<p>Our estimates apply for the combined effect of all vaccines given to the Berlin population (<xref ref-type="table" rid="T1">Table&#x20;1</xref>) and might be affected by changes over time in the individual contribution of the vaccines. However, when restricting our analysis to the predominantly applied vaccine in Berlin, Comirnaty, we saw the same pattern (data not shown). In general, VP estimates derived from surveillance data may suffer from several biases. Most notably, they are incomplete. Completeness of COVID-19 cases might differ by vaccination status, due to differential health-seeking behavior. Additionally, the accuracy of vaccine coverage data might be limited. Notwithstanding inherent limitations, our VP estimates are congruent to published VE estimates. Notably, interpretation of our analysis should focus on changes over time rather than single-point estimates. As such they can complement more accurate studies on vaccine effectiveness by monitoring VP in the population over time, provided that biases in the surveillance data remain stable over&#x20;time.</p>
<sec id="s3-1">
<title>Conclusion</title>
<p>We were able to detect a remarkable decline in VP corresponding to the introduction of the Delta variant, a gradual decline, likely indicating waning of vaccine-derived immunity and most recently a substantial increase through booster vaccinations. Thus, surveillance data can provide timely insights on the success of COVID-19 vaccination programs for public health authorities and policy makers in upcoming months particularly in the light of new virus variants emerging.</p>
</sec>
</sec>
</body>
<back>
<sec id="s4">
<title>Author Contributions</title>
<p>JB: Conceptualization, Methodology, Writing&#x2013;Original Draft Preparation, Review and Editing. LH: Methodology, Validation, Writing&#x2013;Original Draft Preparation, Review and Editing. AB: Methodology, Visualization, Writing&#x2013;Review and Editing. DW: Methodology, Supervision, Writing&#x2013;Review and Editing.</p>
</sec>
<sec sec-type="COI-statement" id="s5">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s7">
<title>Supplementary Material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.ssph-journal.org/articles/10.3389/ijph.2022.1604633/full#supplementary-material">https://www.ssph-journal.org/articles/10.3389/ijph.2022.1604633/full&#x23;supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="DataSheet1.PDF" id="SM1" mimetype="application/PDF" xmlns:xlink="http://www.w3.org/1999/xlink"/>
</sec>
<sec id="s8">
<title>Abbreviations</title>
<p>COVID-19, coronavirus disease 2019; VE, vaccine effectiveness; SARS-CoV-2, severe acute respiratory syndrome coronavirus 2; LPHA, local public health authority; IQR, inter quartile range; VOC, variant of concern; RR, relative risk; VP, vaccine protection; pop, population.</p>
</sec>
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